Related provisions for COBS 11.2.32A

1 - 1 of 1 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2.1ARRP
[deleted]42
COBS 11.2.5AGRP
COBS 11.2.6RRP
When executing a client order, a firm must take into account the following criteria for determining the relative importance of the execution factors:(1) the characteristics of the client including the categorisation of the client as retail or professional;(2) the characteristics of the client order;(3) the characteristics of financial instruments that are the subject of that order; and4(4) the characteristics of the execution venues to which that order can be directed.42(5) [deleted]4instrument
COBS 11.2.29RRP
2(1) A firm4 must be able to demonstrate to its clients, at their request, that it has executed their orders in accordance with its execution policy.2(2) [deleted]42 and article 25(5) of the UCITS implementing Directive]2